Finance & Risk

Regulatory innovations and requirements

Ways towards sustainable bank management: fulfilling a bank’s very own transformation functions; maturity, lot size and risk transformation.

Cost management evolution

Cost management evolution

New models for cost governance in the context of market evolution, new competitive forces and regulatory requirements.
AI applications: BaFin’s regulatory requirements

BaFin’s regulatory requirements for AI applications

LISTEN TO AUDIO VERSION: Supervisors focus attention on AI Banks must follow suit – BaFin defines minimum requirements for use
EU taxonomy: sustainable or not?

The EU taxonomy: sustainable or not? That’s the question

The EU taxonomy for sustainable investments is the key basis for assessing the sustainability of economic activities and is relevant for several other EU

Straight-through processing: taking current opportunities and overcoming challenges

Case study: successfully implementing straight-through processing.

ECB specifies ILAAP and ICAAP requirements

Significant consequences for implementation within banks.
regulatory efficiency

Regulatory efficiency: Ten steps to get off the regulatory treadmill

A short guideline.

IDD and MiFID II – regulatory requierements with major impact on the business models of banks and insurance companies

Both MiFID II and IDD can be relevant for banks and insurance companies.

Update: Analytical credit dataset of the ECB — AnaCredit

Further developing banking supervision based on granular credit data in reporting as of 2018.
comprehensive assessments

ECB Banking Supervision Comprehensive Assessments (CAs)—Lessons learned

Overview & Outlook.
BCBS 328

Sound Corporate Governance Principles For Banks (BCBS 328)

Consolidation of existing regulations with minor enhancements to risk governance.

ERF BIRD SDD — Proposal from the ECB for the future development of reporting

Long-term transition towards delivery of granular data.

Data collection on exposures to shadow banks by the EBA

The guideline aims at limiting exposures to shadow banks to avoid concentration risks.

Quantification and management of model risks against the backdrop of current regulatory requirements

Quantification and management of model risks against the backdrop of current regulatory requirements – Challenges of dealing with model risks

Disclosure in the spotlight of supervision: improved transparency and market discipline or a rather incomprehensible data flood?

A complete overview of disclosure requirements for institutions

EBA stress test: A second look

Capital ratios will stay under pressure.

Regulatory Roadmap – Towards Strategic Regulatory Management

Trapped in the vicious circle of managing regulatory requirements

Act on the recovery and resolution of financial institutions (SAG) – Recover plans for everyone

Banking supervision demands recovery and resolution plans to protect taxpayers

SREP (supervisory review and evaluation process): Blessing or curse?

Consider supervisory review an opportunity

Forbearance Reporting – Challenges of a quick and efficient implementation of the ITS reporting

Extensive credit reporting due to forbearance requirements of FINREP

Fundamental review of the trading book (FRTB) – A revised market risk framework

Overview of the most important changes for market risks under Basel 3.5

Data governance removes blinders

Regulations enforce profound restructuring

The ECB stress test – challenging the European banking sector’s substance

The ECB stress test as next core element in ECB’s Comprehensive Assessment

Prudent valuation: Caution when valuating financial instruments!

With the publication of the final draft of the Regulatory Technical Standards on Prudent Valuation (EBA/RTS/2014/06) on March 31, 2014, the final regulations for

Shadow banking: Under the regulator’s spotlight

Having recently moved under the regulator’s spotlight, shadow banking has been the subject of a plethora of legislation.


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