regulation

Regulation in the banking industry

What is the optimal amount of regulation? On the one hand, innovative applications may be nipped in the bud when there is too much regulation. On the other hand, too little regulation may have dire consequences. In order to allow for innovation in a secure framework, regulation has to be well-balanced.

Crypto market crisis boosts opportunities for banks

14.02.2023

Established financial institutions have good reason to continue their crypto projects. The current crisis in the crypto market is also an opportunity.

AI Liability Directive: reversing the burden of proof?

25.01.2023

What do the new rules mean for financial institutions? To what extent will the new AI Liability Directive affect the already highly regulated financial

Cost management evolution

24.01.2023

New models for cost governance in the context of market evolution, new competitive forces and regulatory requirements.

MiCAR: the regulatory framework for crypto assets has been fleshed out

25.07.2022

The EC published its digital finance strategy on September 24, 2020. Its key element is the proposal for a Regulation on Markets in Crypto-assets

BaFin’s regulatory requirements for AI applications

22.06.2022

LISTEN TO AUDIO VERSION: Supervisors focus attention on AI Banks must follow suit – BaFin defines minimum requirements for use

The EU taxonomy: sustainable or not? That’s the question

01.03.2022

The EU taxonomy for sustainable investments is the key basis for assessing the sustainability of economic activities and is relevant for several other EU

Agile process management – processes reinvented

09.07.2018

Practicable implementation of agile process management

CDO agenda – shaping a CDO unit

15.06.2018

competitive advantages through consistent alignment of organization and processes to data

Straight-through processing: taking current opportunities and overcoming challenges

14.12.2017

Case study: successfully implementing straight-through processing.

ECB specifies ILAAP and ICAAP requirements

12.07.2017

Significant consequences for implementation within banks.

Regulatory efficiency: Ten steps to get off the regulatory treadmill

19.05.2017

A short guideline.

IDD and MiFID II – regulatory requierements with major impact on the business models of banks and insurance companies

09.05.2017

Both MiFID II and IDD can be relevant for banks and insurance companies.

RegTech

27.06.2016

Is RegTech the answer to regulatory efficiency?

Data—from regulatory burden to strategic asset

10.06.2016

Integrated architectures offer more than one response to regulatory requirements.

Update: Analytical credit dataset of the ECB — AnaCredit

08.06.2016

Further developing banking supervision based on granular credit data in reporting as of 2018.

ECB Banking Supervision Comprehensive Assessments (CAs)—Lessons learned

02.04.2016

Overview & Outlook.

Sound Corporate Governance Principles For Banks (BCBS 328)

14.02.2016

Consolidation of existing regulations with minor enhancements to risk governance.

ERF BIRD SDD — Proposal from the ECB for the future development of reporting

01.02.2016

Long-term transition towards delivery of granular data.

Data collection on exposures to shadow banks by the EBA

31.08.2015

The guideline aims at limiting exposures to shadow banks to avoid concentration risks.

Quantification and management of model risks against the backdrop of current regulatory requirements

23.08.2015

Quantification and management of model risks against the backdrop of current regulatory requirements – Challenges of dealing with model risks

Disclosure in the spotlight of supervision: improved transparency and market discipline or a rather incomprehensible data flood?

25.02.2015

A complete overview of disclosure requirements for institutions

EBA stress test: A second look

23.02.2015

Capital ratios will stay under pressure.

Regulatory Roadmap – Towards Strategic Regulatory Management

12.02.2015

Trapped in the vicious circle of managing regulatory requirements

Implementing compliance and CSR as a basis for sustainable sourcing and shared services

26.11.2014

New challenges for sourcing and shared services

Act on the recovery and resolution of financial institutions (SAG) – Recover plans for everyone

19.11.2014

Banking supervision demands recovery and resolution plans to protect taxpayers

SREP (supervisory review and evaluation process): Blessing or curse?

29.10.2014

Consider supervisory review an opportunity

Nuclear vs. Financial Market Meltdowns

23.10.2014

How effective is government regulation in reducing high-consequence accidents?

Forbearance Reporting – Challenges of a quick and efficient implementation of the ITS reporting

23.09.2014

Extensive credit reporting due to forbearance requirements of FINREP

Fundamental review of the trading book (FRTB) – A revised market risk framework

19.08.2014

Overview of the most important changes for market risks under Basel 3.5

Data governance removes blinders

18.08.2014

Regulations enforce profound restructuring