MiFID III? Navigating through the upcoming regulatory changes on the capital markets
Despite being in force since 2018, many institutions still struggle to fully comply with MiFID II and MiFIR regulations. Recent supervisory actions conducted at EU level have highlighted significant areas for improvement …
The CSDDD has been introduced: What are the additional requirements for banks and savings banks?
The Corporate Sustainability Due Diligence Directive (CSDDD) aims to prevent human rights violations and environmental harm during product and service manufacturing within the EU.
New ECB guidelines on risk data aggregation and risk reporting
Ever since the ECB’s announcement of its supervisory priorities for 2023–2025 in December 2022, followed by Andrea Enria’s keynote speech during the Annual Conference on Banking Supervision in March 2023, it has become clear that banks will have to revisit the compliance gaps in their risk data aggregation and risk reporting processes. Implications for G-SIBs and opportunities for smaller banks.
BaFin sets the focus on the credit institutions’ real estate portfolios
In addition to the usual audit types, BaFin has established “real estate business“ as a new focus area for its audits.
Digital Operational Resilience Act (DORA) – new requirements and implications
DORA establishes a legal framework for the direct monitoring of critical third-party ICT service providers (especially large cloud computing service providers).
Supervisory and market focus on interest rate and liquidity risks in the banking book
Analytical framework for bank management to identify and eliminate weaknesses. In specific cases, it even uncovered earnings potential.
Dynamic risk management – revised core model
Dynamic Risk Management (DRM) is a standard currently under development to reflect interest rate risk management measures in financial reporting.
Liquidity management – a comparison of approaches to modeling cash flows for variable bank products
Regulatory requirements merely provide the framework – the institution-specific implementation can be based on different modeling approaches.
Cost management evolution
New models for cost governance in the context of market evolution, new competitive forces and regulatory requirements.
Carbon accounting: Managing financed GHG emissions
The EU is facing a massive transformation of the real and the financial economy due to climate change. Operational and regulatory relevance of carbon accounting.
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